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Allen Stewart Khanchik

Samuel A. Ramirez & Company, Inc.

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About Allen Stewart Khanchik

Allen Stewart Khanchik is a registered representative with Samuel A. Ramirez & Company, Inc. Allen has over 13 years of experience in the financial services industry. Allen is licensed in New York and holds the Series 7, 24, 52TO, 53, 55, 57TO, 62, 63, 99TO, and SIE securities licenses. Allen is also a registered principal in New York. Prior to joining Samuel A. Ramirez & Company, Inc., Allen was employed by Securevest Financial Group, Lodestar Securities Corp., Bayes Capital LLC, Bayes Capital Markets LLC, Legend Securities, Inc., Assent LLC, and Trillium Trading LLC.

Firm Information

Allen Khanchik is currently registered with Samuel A. Ramirez & Company, Inc.. Samuel A. Ramirez & Company, Inc. is a corporation formed in 1971. It is registered in 51 states and the District of Columbia, as well as with the Securities and Exchange Commission (SEC). The firm has been involved in 6 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

118

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allen Khanchik’s Registration & Firm History

NY

01/23/2020 - Present

Samuel A. Ramirez & Company, Inc. (NEW YORK NY)

NJ

07/06/2017 - 01/21/2020

SECUREVEST FINANCIAL GROUP (MORRISTOWN NJ)

NY

02/19/2013 - 06/15/2016

LODESTAR SECURITIES CORP. (NEW YORK NY)

NJ

05/19/2016 - 06/10/2016

BAYES CAPITAL LLC (WESTWOOD NJ)

NJ

05/19/2016 - 06/10/2016

BAYES CAPITAL MARKETS LLC (OLD TAPPAN NJ)

NY

03/03/2011 - 02/20/2013

LEGEND SECURITIES, INC. (NEW YORK NY)

NY

02/18/2010 - 07/28/2010

LEGEND SECURITIES, INC. (NEW YORK NY)

NY

04/20/2009 - 12/21/2009

ASSENT LLC (NEW YORK NY)

NY

06/13/2007 - 02/27/2009

TRILLIUM TRADING LLC (NEW YORK NY)

NJ

11/06/2006 - 11/08/2006

J.P. TURNER & COMPANY, L.L.C. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 02/26/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2014

Series 24 - General Securities Principal Examination

BC

Issued 12/11/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2007

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/03/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Allen Stewart Khanchik. Review regulatory record here.
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