Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Saffrahn is a financial advisor with Oppenheimer & Co. Inc., a large firm with assets under management between $1 billion and $10 billion. Allen has been active in the financial industry since 2016 and has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, and retirement plans. Allen is licensed to provide investment advice in multiple states. Allen is also licensed to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
06/10/2024 - Present
Oppenheimer & Co. Inc. (CHICAGO IL)
IL
11/30/2022 - 06/17/2024
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
09/04/2018 - 11/28/2022
OPPENHEIMER & CO. INC. (CHICAGO IL)
IL
10/28/2016 - 09/06/2018
J.P. MORGAN SECURITIES LLC (WHEATON IL)
BOTH
Issued 10/23/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/13/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/12/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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