Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Ray Steppa is a registered investment advisor with over 40 years of experience in the financial services industry. Allen is currently registered with LPL Enterprise, LLC and has been in the industry since 1982. Allen has a broad range of experience and holds Series 6, 7, 63, and 65 licenses as well as the SIE. Allen has worked with clients in various states including Arizona, Florida, Georgia, Minnesota, North Dakota, South Dakota, and Wisconsin. Allen's specialization is in providing financial planning, portfolio management, and other non-discretionary advisory services. Allen is dedicated to providing clients with the personalized advice and guidance they need to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
11/14/2024 - Present
LPL Enterprise, LLC (ROSEVILLE MN)
NJ
09/02/1982 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 04/11/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
BC
Issued 09/01/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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