Unclaimed
Allen R Seng is a financial advisor with over 34 years of experience in the financial services industry. Allen is registered with Avantax Investment Services, Inc. in Indiana and is licensed in several other states including Florida, Illinois, Kentucky, Ohio, and Tennessee. Allen has a Series 7, Series 63, and SIE license and is actively involved in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IN
12/08/1987 - Present
Avantax Investment Services, Inc. (JASPER IN)
BC
Issued 12/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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