Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Cantoni is a financial advisor with over 15 years of experience in the financial services industry. Allen is currently registered with Wells Fargo Clearing Services, LLC in Rochester, NY. Previously, Allen was employed with LPL Financial LLC, ESL Investment Services, LLC, M&T Securities, Inc., HSBC Securities (USA) Inc. and AXA Advisors, LLC. Allen is a Certified Financial Planner and holds Series 7, 24, 66 and SIE licenses. Allen specializes in providing financial planning and investment advice to individuals and businesses. Allen also provides investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/02/2023 - Present
Wells Fargo Clearing Services, LLC (ROCHESTER NY)
NY
04/22/2015 - 11/21/2023
LPL FINANCIAL LLC (ROCHESTER NY)
NY
04/28/2015 - 11/03/2023
ESL INVESTMENT SERVICES, LLC (Rochester NY)
NY
12/07/2010 - 04/13/2015
M&T SECURITIES, INC. (EAST ROCHESTER NY)
NY
03/31/2010 - 11/22/2010
HSBC SECURITIES (USA) INC. (EAST ROCHESTER NY)
NY
02/20/2008 - 03/24/2010
AXA ADVISORS, LLC (ROCHESTER NY)
BOTH
Issued 03/14/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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