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Allen Paul gardner Brown

Northwestern Mutual Investment Services, LLC

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About Allen Paul gardner Brown

Allen Brown is a financial advisor with Northwestern Mutual Investment Services, LLC. Allen has been in the securities industry since January 12, 1995. Allen is registered with the state of Utah and is also registered with FINRA as a Registered Representative. Allen holds a Series 6, 7, 63 and 65 license. Allen is a 50% owner of Francis Peak Properties LLC, Francis Peak Properties #2 LLC, Francis United LLC, and Francis Peak Properties #4 LLC. Allen is also a 35% owner of JBL LLC and a 100% owner of APG Brown, LLC. Allen is currently employed by Northwestern Mutual Investment Services, LLC, but was previously employed by Robert W. Baird & Co. Incorporated. Allen is licensed to sell securities in Arizona, Arkansas, California, Colorado, Delaware, Florida, Georgia, Hawaii, Idaho, Illinois, Iowa, Minnesota, Mississippi, Missouri, Montana, Nevada, New Jersey, North Carolina, Ohio, Oregon, Texas, Utah, Virginia, Washington, and Wyoming.

Firm Information

Allen Brown is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Allen Brown’s Registration & Firm History

UT

10/02/2007 - Present

Northwestern Mutual Investment Services, LLC (SALT LAKE CTY UT)

WI

01/13/1995 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 05/19/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/01/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/2006

Series 7 - General Securities Representative Examination

BC

Issued 01/12/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Allen Paul gardner Brown. Review regulatory record here.
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