Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Ngo is a financial advisor who has been in the industry since 2013. Allen is currently registered with Cetera Advisor Networks LLC in California. Previously, Allen was registered with Lockton Investment Securities, LLC, Lockton Financial Advisors, LLC, NFP Advisor Services, LLC and Scottrade, Inc. Allen holds the Series 7, Series 63 and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
02/13/2024 - Present
Cetera Advisor Networks LLC (LOS ANGELES CA)
CA
01/31/2019 - 10/05/2023
LOCKTON INVESTMENT SECURITIES, LLC (LOS ANGELES CA)
CA
09/23/2015 - 11/30/2017
LOCKTON FINANCIAL ADVISORS, LLC (LOS ANGELES CA)
CA
02/03/2011 - 12/01/2014
NFP ADVISOR SERVICES, LLC (GLENDALE CA)
CA
06/25/2010 - 10/15/2010
SCOTTRADE, INC. (TUSTIN CA)
BC
Issued 07/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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