Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Michael Johnson is a financial advisor currently working with Fidelity Brokerage Services LLC. Allen has been a registered representative for over 10 years, and has held licenses in various states, including Texas, Rhode Island, and all other states in the country. Allen has a broad range of product knowledge, having earned the Series 6, Series 7, and SIE exams. Allen has held previous roles with Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc., located in Westlake, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
12/19/2013 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
TX
01/01/2008 - 10/19/2010
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
08/21/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
BC
Issued 01/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/19/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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