Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Gonzalez is an investment advisor representative associated with Kovack Advisors, Inc. Allen has been in the industry since 1998. Allen has licenses and registrations in multiple states including Alabama, Arizona, California, Florida and New Jersey. Allen is currently registered with Kovack Advisors, Inc. in the states of Alabama, Arizona, California, Florida, and New Jersey. In the past, Allen has been associated with Capital Guardian, LLC, Raymond James Financial Services, Inc., Banc of America Investment Services, Inc. and WM Financial Services, Inc.. Allen is also a managing member of AMG Legacy Planning, LLC. Allen is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
05/08/2014 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
FL
05/11/2009 - 05/07/2014
CAPITAL GUARDIAN, LLC (CORAL SPRINGS FL)
FL
04/29/2003 - 05/01/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (CORAL SPRINGS FL)
MA
03/22/2001 - 05/16/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
11/02/1998 - 03/05/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IA
Issued 05/01/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/02/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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