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Allen M Zuppke

THE Leaders Group, Inc.

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About Allen M Zuppke

Allen M. Zuppke is a financial advisor with The Leaders Group, Inc., registered with FINRA and the state of Michigan. Allen has been in the financial services industry since 1985 and holds Series 6, SIE, and Series 63 licenses. Allen's previous experience includes roles with Lincoln Investment, Capital Analysts, Incorporated, Hornor, Townsend & Kent, Inc., Sigma Financial Corporation, Mutual Service Corporation, and Sun Investment Services Company.

Firm Information

Allen Zuppke is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allen Zuppke’s Registration & Firm History

CO

01/03/2017 - Present

THE Leaders Group, Inc. (LITTLETON CO)

MI

06/01/2012 - 12/31/2016

LINCOLN INVESTMENT (SOUTHFIELD MI)

MI

02/21/2002 - 06/01/2012

CAPITAL ANALYSTS, INCORPORATED (SOUTHFIELD MI)

PA

07/16/1997 - 12/20/2001

HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)

MI

01/05/1996 - 07/18/1997

SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)

MA

04/08/1992 - 12/31/1995

MUTUAL SERVICE CORPORATION (BOSTON MA)

MA

02/08/1985 - 02/14/1992

SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)

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Licenses & Designations

BC

Issued 06/25/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/07/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Allen M Zuppke.
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