Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Treco is a financial advisor with over 25 years of experience in the industry. Allen has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2009, and previously held roles at BANC of America Investment Services, Inc., Northwestern Mutual Investment Services, LLC, SWS Financial Services, United Financial Markets, Inc., and Prudential Securities Incorporated. Allen holds a number of professional licenses, including Series 7, 9, 10, 24, 51, 52TO, 63, 65, and SIE, and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Allen is licensed to provide investment advice in all 50 states and is committed to providing clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
TX
07/30/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (DALLAS TX)
TX
08/27/2001 - 08/02/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DALLAS TX)
TX
07/23/1996 - 09/15/1999
SWS FINANCIAL SERVICES (DALLAS TX)
TX
02/07/1996 - 05/16/1996
UNITED FINANCIAL MARKETS, INC. (HOUSTON TX)
NY
11/22/1992 - 01/03/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/08/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/17/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/16/2003
Series 24 - General Securities Principal Examination
BC
Issued 12/12/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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