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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Herman is a financial advisor with LPL Financial LLC. Allen has been a financial advisor since 1994 and has experience in a variety of financial services. Allen is a registered representative and investment advisor representative in Oregon and Texas. Allen's previous experience includes roles at OSAIC WEALTH, INC., SAGEPOINT FINANCIAL, INC., SUNAMERICA SECURITIES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS LIFE INSURANCE COMPANY. Allen holds a Series 7, 24, 52TO, 53, 63, and 65 licenses. Allen's specializations include financial planning, pension consulting, portfolio management, and consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OR
10/17/2023 - Present
LPL Financial LLC (CLACKAMAS OR)
OR
09/01/2023 - 10/20/2023
OSAIC WEALTH, INC. (CLACKAMAS OR)
OR
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (CLACKAMAS OR)
AZ
09/22/1998 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
09/07/1994 - 09/17/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/07/1994 - 09/17/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/08/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/17/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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