Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Frederick is an Investment Advisor Representative who is currently registered with Sequent Planning, LLC and has been in the industry since 2000. Allen has previous experience with several other firms such as Bankers & Investors Co., Brokers International Financial Services, LLC., National Planning Corporation, Berthel, Fisher & Company Financial Services, Inc., VSR Financial Services, Inc., Chapman Securities, Inc., Invest Financial Corporation, Dean Witter Reynolds Inc., and Pruco Securities Corporation. Allen holds licenses for Series 6, 7, 31, 63 and 65. Allen's areas of specialization include Retirement Planning, Investment Advisory Services, Financial Planning, Mutual Funds, Stocks, Annuities, and Insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KS
07/03/2024 - Present
Sequent Planning, LLC (Wichita KS)
KS
08/06/2009 - 05/17/2011
BANKERS & INVESTORS CO. (KANSAS CITY KS)
KS
07/28/2008 - 07/28/2009
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC. (OLATHE KS)
KS
07/10/2006 - 04/02/2008
NATIONAL PLANNING CORPORATION (OVERLAND KS)
KS
03/27/2003 - 07/06/2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
KS
10/01/2002 - 03/19/2003
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
KS
02/26/2001 - 07/25/2002
CHAPMAN SECURITIES, INC. (WICHITA KS)
WI
03/21/2000 - 08/28/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NY
03/12/1999 - 09/30/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
02/20/1997 - 10/09/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 05/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 04/14/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/19/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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