Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Klein is an investment advisor representative with Stone Creek Capital Management LLC, based in Alpharetta, GA. Allen has been working in the financial services industry since 2019. Allen has a Series 3, Series 7TO and Series 66 license. Allen is registered with the state of Florida. Allen has experience with LPL Financial LLC and Newbridge Securities Corporation. Allen holds a SIE license and has a variety of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Consulting and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
GA
07/25/2024 - Present
Stone Creek Capital Management LLC (ALPHARETTA GA)
FL
06/23/2023 - 07/03/2024
LPL FINANCIAL LLC (BOYNTON BEACH FL)
FL
01/17/2020 - 03/13/2023
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
FL
03/02/2019 - 01/31/2020
TRADESTATION SECURITIES, INC. (PLANTATION FL)
BOTH
Issued 10/08/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2019
Series 3 - National Commodity Futures Examination
BC
Issued 03/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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