Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Kent Broyles is a financial advisor with over 25 years of experience in the industry. Allen is currently registered with LPL Financial LLC, where they provide a wide range of financial services to individual clients, families, and businesses. Allen holds the Series 7, Series 63, and Series 65 licenses. Allen has a strong commitment to providing personalized financial advice and helping clients achieve their financial goals. Previous firms where Allen has worked include Next Financial Group, Inc., Jefferson Pilot Securities Corporation, Windward Securities Corporation, Tower Square Securities, Inc., Investment Professionals, Inc., FISERV Investor Services, Inc., and Link Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
02/02/2015 - Present
LPL Financial LLC (FAYETTEVILLE AR)
AR
12/13/2006 - 02/02/2015
NEXT FINANCIAL GROUP, INC. (FAYETTEVILLE AR)
AR
07/06/2006 - 12/19/2006
JEFFERSON PILOT SECURITIES CORPORATION (SILOAM SPRINGS AR)
AR
08/02/2005 - 07/25/2006
WINDWARD SECURITIES CORPORATION (SILOAM SPRINGS AR)
CA
10/07/2003 - 08/01/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
TX
01/03/1998 - 10/06/2003
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
TX
09/17/1997 - 02/27/1998
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
NA
06/26/1997 - 09/17/1997
LINK INVESTMENT SERVICES, INC.
IA
Issued 09/18/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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