Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Raducha is a financial advisor with over 40 years of experience in the financial services industry. Allen Raducha is currently registered with RBC Capital Markets, LLC in Connecticut and Texas. Allen Raducha has also previously worked with several other financial institutions, including Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc.. Allen Raducha is a Series 7, 9, 10, 63 and SIE licensed professional. Allen Raducha provides investment advice to a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
09/28/2022 - Present
RBC Capital Markets, LLC (Farmington CT)
CT
01/01/2008 - 10/03/2022
WELLS FARGO CLEARING SERVICES, LLC (FARMINGTON CT)
CT
11/25/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (FARMINGTON CT)
CT
11/11/1994 - 12/16/2005
ADVEST, INC. (HARTFORD CT)
SC
08/17/1993 - 12/09/1994
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
01/24/1986 - 08/24/1993
ADVEST, INC.
CT
09/26/1980 - 08/24/1993
ADVEST, INC. (HARTFORD CT)
NA
06/01/1984 - 02/11/1986
E. F. HUTTON & COMPANY INC
BC
Issued 09/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/25/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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