Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Kletkin is a registered representative with Fidelity Personal and Workplace Advisors. Allen has been in the securities industry for over 10 years and has a broad range of experience. Allen holds licenses in New York and Texas and is also registered with the Financial Industry Regulatory Authority (FINRA). Allen holds the Series 3, 7, 62, 63, 55, 57TO, 7TO and SIE licenses and has passed the Series 65 examination. Allen is a registered investment advisor representative in New York and Texas. Allen's previous experience includes working at Exane, Inc., Old City Securities LLC, RBC Capital Markets, LLC, RBC Capital Markets Arbitrage, S.A., SG Americas Securities, LLC, Knight Capital Americas LLC, Knight Capital Americas, L.P., Columbia Management Investment Distributors, Inc., and Sidoti & Company, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/07/2023 - Present
Fidelity Personal AND Workplace Advisors (NEW YORK CITY NY)
NY
05/14/2019 - 02/12/2021
EXANE, INC. (NEW YORK NY)
NY
07/06/2018 - 06/11/2019
OLD CITY SECURITIES LLC (NEW YORK NY)
NY
03/16/2015 - 07/27/2016
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
03/19/2015 - 11/30/2015
RBC CAPITAL MARKETS ARBITRAGE, S.A. (NEW YORK NY)
NY
10/25/2012 - 02/25/2015
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NJ
07/02/2012 - 10/22/2012
KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)
NJ
02/16/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
MA
10/05/2010 - 10/28/2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
NY
01/14/2010 - 02/16/2010
SIDOTI & COMPANY, LLC (NEW YORK NY)
IA
Issued 03/27/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 12/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/25/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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