Unclaimed
Allen Joseph Catalanotto is a financial advisor with Benjamin F. Edwards & Company, Inc. Allen Joseph Catalanotto has been in the securities industry since September 1975. Allen Joseph Catalanotto is licensed to provide investment advice in Alabama, Arkansas, California, Florida, Georgia, Kansas, Louisiana, Massachusetts, Mississippi, Montana, New Mexico, New York, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
01/24/2023 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
LA
01/01/2008 - 03/25/2013
WELLS FARGO ADVISORS, LLC (MANDEVILLE LA)
LA
04/21/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MANDEVILLE LA)
TX
09/10/1990 - 04/21/1993
SOUTHCOAST CAPITAL CORPORATION (AUSTIN TX)
TN
06/25/1982 - 09/04/1990
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
09/26/1978 - 06/23/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/25/1975 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 06/26/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/05/1990
Series 4 - Registered Options Principal Examination
BC
Issued 12/03/1990
Series 24 - General Securities Principal Examination
BC
Issued 12/22/1982
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1995
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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