Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Johnston Williamson is a financial advisor with over 40 years of experience in the financial services industry. Allen is currently registered with FS Investment Solutions, LLC and is licensed to provide investment advice in all 50 states and the District of Columbia. Allen's previous employers include Foreside Fund Services, LLC, UBS Financial Services Inc., Guggenheim Funds Distributors, LLC, Guggenheim Distributors, LLC, TGL Partners LLC, Nuveen Investments, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
03/02/2020 - Present
FS Investment Solutions, LLC (PHILADELPHIA PA)
ME
11/16/2016 - 02/27/2020
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
NJ
03/18/2016 - 08/04/2016
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/12/2012 - 07/01/2015
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (NEW YORK NY)
NY
06/05/2009 - 03/03/2014
GUGGENHEIM DISTRIBUTORS, LLC (NEW YORK NY)
GA
03/27/2008 - 06/11/2009
TGL PARTNERS LLC (SEA ISLAND GA)
IL
10/09/2000 - 06/30/2004
NUVEEN INVESTMENTS, LLC (CHICAGO IL)
NY
09/26/1978 - 09/15/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
09/01/1978 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BOTH
Issued 09/03/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/11/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2009
Series 24 - General Securities Principal Examination
BC
Issued 02/10/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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