Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen John Thorogood is a financial advisor with LPL Financial LLC. Allen has been working in the financial services industry since 1984. Allen is licensed in 16 states. Allen is registered with the state of New York as both a broker and an investment advisor. Allen also holds the Series 65 and Series 7 licenses. M&T Securities, Inc. was Allen's previous employer. Allen has experience working for several financial firms including CitiCorp Investment Services and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/09/2021 - Present
LPL Financial LLC (PENFIELD NY)
NY
07/03/2006 - 06/09/2021
M&T SECURITIES, INC. (PENFIELD NY)
NY
06/18/1990 - 07/03/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
06/01/1995 - 10/17/1995
FINANCIAL HORIZONS SECURITIES CORPORATION
NA
06/25/1991 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NY
07/07/1988 - 06/29/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/16/1986 - 07/08/1988
NORTH AMERICAN INVESTMENT CORP.
NA
08/06/1984 - 07/07/1986
EMPIRE NATIONAL SECURITIES, INCORPORATED
IA
Issued 12/22/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
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