Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Kowalski has been in the financial services industry since June 3, 1999. Allen is registered as a broker-dealer and investment advisor representative, and holds licenses in various states, including Michigan, Texas, and others. Allen has been with Raymond James & Associates, Inc. since March 2010, and currently operates out of the Muskegon, MI office. Allen specializes in providing financial planning, portfolio management, and other services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
11/03/2021 - Present
Raymond James & Associates, Inc. (Muskegon MI)
MI
06/04/1999 - 03/09/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MUSKEGON MI)
IA
Issued 07/08/2004
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/28/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/01/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 06/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Allen Kowalski is the right advisor for you? Invested Better is here to help.
