Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen John Butler is a registered investment advisor representative with Vanguard Advisers, Inc. based in Malvern, Pennsylvania. Allen has been in the financial services industry since 1994 and has a strong background in securities and investment advisory services. Allen holds Series 7, 24, 63, 65, and 66 licenses and the SIE designation. In addition to working with Vanguard Advisers, Inc., Allen is also a basketball referee in Montvale, New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
03/05/2019 - Present
Vanguard Advisers, Inc. (Malvern PA)
NJ
03/19/2015 - 09/06/2016
PNC INVESTMENTS (CLOSTER NJ)
NJ
05/19/2014 - 02/11/2015
EDWARD JONES (UPPER SADDLE RIVER NJ)
NY
12/04/2000 - 11/28/2012
UBS SECURITIES LLC (NEW YORK NY)
NJ
07/25/1994 - 12/04/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 09/24/2018
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/07/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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