Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Wagner is a financial professional registered with Northwestern Mutual Investment Services, LLC. Allen is registered in North Carolina and has been in the industry since 2010. Allen is a Series 6, 7, 63, and 66 licensed representative with an active Series 66 license in North Carolina. Allen also has a SIE license. Previously, Allen worked with Eaton Vance Distributors, Inc. and MetLife Investors Distribution Company. Allen also works as a Northwestern Mutual Insurance Agent in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
07/10/2024 - Present
Northwestern Mutual Investment Services, LLC (Charlotte NC)
MA
11/12/2013 - 04/19/2024
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
CT
04/27/2010 - 11/21/2013
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
BOTH
Issued 02/28/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/26/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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