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Allen Hinckley

Pershing LLC

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About Allen Hinckley

Allen Hinckley is a financial professional with a background in the securities industry. Allen holds a Series 63, 7TO, and 57TO licenses and has been registered with Pershing LLC and BNY Mellon Capital Markets, LLC. Allen has experience in the securities industry and is licensed to conduct business in all states and Puerto Rico.

Firm Information

Allen Hinckley is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allen Hinckley’s Registration & Firm History

NY

08/11/2023 - Present

Pershing LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/26/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2023

Series 57TO - Securities Trader Exam

BC

Issued 05/18/2023

Series 7TO - General Securities Representative Examination

BC

Issued 04/14/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Allen Hinckley.
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