Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Hatfield Smith is a registered representative with MML Investors Services, LLC, based in New London, Connecticut. Allen Hatfield Smith has been in the securities industry since December 21, 1982. Allen Hatfield Smith has passed the Series 6, Series 7, and Series 63 exams, and also holds the SIE exam. Prior to joining MML Investors Services, LLC, Allen Hatfield Smith was employed by MSI Financial Services, Inc., and Metropolitan Life Insurance Company. Allen Hatfield Smith works with individuals, high-net-worth individuals, corporations, and other businesses, insurance companies, trusts, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CT
03/25/2017 - Present
MML Investors Services, LLC (NEW LONDON CT)
CT
12/22/1982 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEW LONDON CT)
CT
12/22/1982 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (NEW LONDON CT)
BC
Issued 01/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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