Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Harold Weingarten is a financial advisor with over 20 years of experience in the financial services industry. Allen is currently registered with Cetera Investment Advisers LLC and has been with the firm since 2009. Allen has a strong track record of providing investment advice and financial planning services to individuals, families, and businesses. Allen holds the Series 6, Series 63, and Series 65 licenses and has earned the SIE designation. Allen is also a Certified Public Accountant (CPA) and has been with Rockoff, Harlan, Rasof, LTD since 1978. Allen has been active in the investment community and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
12/01/2009 - Present
Cetera Investment Advisers LLC (SCHAUMBURG IL)
NY
12/14/1998 - 02/04/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
12/14/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 1/20/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/8/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/18/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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