Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Gunther Sheals is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Allen has been in the securities industry since February 28, 2019. Allen holds a Series 63, 65, 66, 7TO, and SIE license. Allen is registered in 28 states, including California and Texas. Allen is a member of FINRA. The firm provides a variety of services including portfolio management for individuals, investment companies, businesses, and pension consulting. The firm also provides other services such as performance measurement reports, allocation modeling, IPS, research reports and services, and selection of other advisers. The firm manages approximately $10 billion to $50 billion in assets and has approximately 16965 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
10/16/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (OXNARD CA)
BOTH
Issued 03/28/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/18/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/04/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Allen Sheals is the right advisor for you? Invested Better is here to help.
