Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Solis is a financial advisor with Western International Securities, Inc. Allen has been working in the financial industry since March 2009. Allen holds the Series 7 and Series 66 securities licenses. Allen is registered to provide investment advice in Arizona, California, Nevada, New Hampshire, Oregon, Texas and Utah. Allen has a record of working with clients in California, Nevada and Texas. Allen is affiliated with Western International Securities, Inc. and has been associated with them since September 2020. Allen was previously affiliated with J.P. Morgan Securities LLC, Wells Fargo Advisors, LLC and Wells Fargo Investments, LLC. Allen's areas of specialization are: investment advice, portfolio management for individuals, portfolio management for businesses, financial planning, pension consulting, educational seminars, and selection of other advisors. Allen is active in both the Broker-Dealer and Investment Adviser channels. Allen is also an agent for life and variable insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/19/2023 - Present
Western International Securities, Inc. (Westlake Village CA)
CA
11/14/2013 - 05/08/2020
J.P. MORGAN SECURITIES LLC (SAUGUS CA)
CA
01/03/2011 - 03/15/2012
WELLS FARGO ADVISORS, LLC (NORTH HOLLYWOOD CA)
CA
03/30/2007 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (NORTHRIDGE CA)
BOTH
Issued 04/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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