Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Yee is a financial advisor with over 30 years of experience in the industry. Allen is a CERTIFIED FINANCIAL PLANNER™ professional and currently registered with United Planners' Financial Services Of America A Limited Partner, where Allen has been employed since August 2022. Prior to that, Allen was employed by Cetera Investment Advisers LLC, First Allied Advisory Services, Inc., First Allied Securities, Inc., SagePoint Financial, Inc., SunAmerica Securities, Inc., and Great Western Financial Securities Corporation. Allen is licensed to provide financial advice in Alaska, Arizona, California, New Jersey, Pennsylvania, and Texas. Allen has experience providing financial advice to high-net-worth individuals, corporations and other businesses, charitable organizations, and pension and profit-sharing plans. Allen also provides financial planning services.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/02/2022 - Present
United Planners' Financial Services OF America A Limited Partner (SOUTH PASADENA CA)
CA
03/10/2009 - 08/02/2022
FIRST ALLIED SECURITIES, INC. (SOUTH PASADENA CA)
CA
10/31/2005 - 03/16/2009
SAGEPOINT FINANCIAL, INC. (SOUTH PASADENA CA)
AZ
07/16/1996 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
08/02/1993 - 05/03/1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
02/07/1992 - 08/02/1993
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NY
04/04/1989 - 02/06/1991
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 07/06/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1993
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/03/1989
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
Not sure Allen Yee is the right advisor for you? Invested Better is here to help.
