Unclaimed
Allen Ekman is a financial professional with over 30 years of experience in the securities industry. Allen is registered with Hornor, Townsend & Kent, LLC in Tucson, AZ. Allen has worked in the financial services industry for over 30 years, and offers financial planning services, and other investment advisory services and investment products through Hornor, Townsend & Kent, LLC. Allen holds Series 6, 7, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
AZ
09/23/2004 - Present
Hornor, Townsend & Kent, LLC (TUCSON AZ)
IA
07/23/1996 - 10/12/2000
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NJ
02/09/1988 - 07/10/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 08/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/08/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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