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Allen G Capp

Farmers Financial Solutions, LLC

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About Allen G Capp

Allen G Capp is a financial advisor with over 15 years of experience in the financial services industry. Allen is currently registered with Farmers Financial Solutions, LLC in Illinois. Allen has held prior registrations with Chase Investment Services Corp and Banc One Securities Corporation. Allen holds the Series 6, Series 63, and SIE licenses. Allen's primary focus is helping clients achieve their financial goals.

Firm Information

Allen Capp is currently registered with Farmers Financial Solutions, LLC. Farmers Financial Solutions, LLC is a Limited Liability Company formed in December 1999. The firm is registered in all 50 U.S. states and the District of Columbia and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

2,991

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allen Capp’s Registration & Firm History

IL

06/24/2011 - Present

Farmers Financial Solutions, LLC (NEW LENOX IL)

IL

07/06/2005 - 08/05/2010

CHASE INVESTMENT SERVICES CORP. (BOLINGBROOK IL)

IL

07/06/2005 - 07/06/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BC

Issued 07/12/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Allen G Capp. Review regulatory record here.
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