Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Francis Lipscomb is a financial advisor with Ameriprise Financial Services, LLC. Allen has been working in the financial industry since 1987 and has held previous positions with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Salomon Smith Barney Inc., and Lehman Brothers Inc. Allen is registered with the state of California as both a broker-dealer and an investment advisor. Allen also holds Series 3, 7 and 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/07/2025 - Present
Ameriprise Financial Services, LLC (Pleasanton CA)
CA
09/02/2008 - 11/01/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLEASANTON CA)
CA
06/16/2000 - 09/16/2008
UBS FINANCIAL SERVICES INC. (MENLO PARK CA)
NY
07/31/1993 - 06/29/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
07/22/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 05/05/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1987
Series 3 - National Commodity Futures Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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