Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Forbes Fisher is a registered representative with Mufg Securities Americas Inc. Allen has been in the industry since 1995. Allen holds the Series 7, Series 63, Series 24, Series 79TO, and SIE licenses. Allen was previously registered with BTMU SECURITIES, INC. and CITIGROUP GLOBAL MARKETS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/01/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
02/06/2012 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
NY
10/08/1998 - 02/14/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/26/1995 - 10/08/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 07/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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