Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen F. Damon is a financial advisor registered with UBS Financial Services Inc. in SAN FRANCISCO, CA. Allen has over 25 years of experience in the financial services industry. Allen has passed the Series 3, 7, and 63 exams, as well as the SIE and Series 65. Allen specializes in providing financial advice to individuals, businesses, and institutions. UBS Financial Services Inc. provides financial advice to individuals, businesses, and institutions. They offer a wide range of financial services, including investment management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
05/15/2009 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
NY
07/26/1995 - 05/28/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 01/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1995
Series 3 - National Commodity Futures Examination
BC
Issued 07/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Allen Damon is the right advisor for you? Invested Better is here to help.
