Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Eng is a financial advisor with over 16 years of experience in the industry. Allen is currently registered with National Financial Services LLC and has been with the firm since March 2018. Allen has previously worked with Fidelity Brokerage Services LLC, National Financial Services LLC and Banc of America Investment Services, Inc. Allen holds the Series 7, Series 24, and Series 63 licenses, as well as the SIE exam. Allen is a dedicated financial advisor who is committed to providing clients with the guidance and support they need to achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
03/08/2018 - Present
National Financial Services LLC (SMITHFIELD RI)
RI
05/31/2011 - 12/18/2019
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
CA
05/02/2007 - 03/25/2010
NATIONAL FINANCIAL SERVICES LLC (SAN FRANCISCO CA)
RI
03/20/2006 - 02/27/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (LINCOLN RI)
BC
Issued 08/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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