Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen O'Brian is a financial professional with over 45 years of experience in the industry. Allen is currently registered with Oppenheimer & Co. Inc., and is licensed to provide investment advice in Michigan and Texas. Allen also holds licenses to provide brokerage services in 27 states. Prior to joining Oppenheimer & Co. Inc., Allen was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. Allen specializes in providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, families, businesses, and retirement plans. Allen is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MI
03/13/2017 - Present
Oppenheimer & Co. Inc. (BIRMINGHAM MI)
MI
06/27/2008 - 03/02/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FARMINGTON HILLS MI)
MI
11/09/1990 - 07/03/2008
UBS FINANCIAL SERVICES INC. (FARMINGTON HILLS MI)
NY
01/27/1982 - 12/04/1990
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
09/26/1978 - 02/10/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/06/1977 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
05/01/1972 - 10/31/1976
WADDELL & REED, INC.
IA
Issued 02/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/31/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1983
Series 3 - National Commodity Futures Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 01/15/1977
Series 7 - General Securities Representative Examination
BC
Issued 04/20/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Allen O'Brian is the right advisor for you? Invested Better is here to help.
