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Allen Douglas Ray

Alphastar Capital Management

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About Allen Douglas Ray

Allen Douglas Ray is a financial advisor registered in North Carolina. Allen is affiliated with Alphastar Capital Management and has been in the industry since December 1988. Allen has experience in various areas including financial planning, pension consulting, selection of other advisors, and portfolio management. Allen is a Chartered Financial Consultant.

Firm Information

Allen Ray is currently registered with Alphastar Capital Management. Alphastar Capital Management, based in Cornelius, NC, is an investment advisor with over $1 billion in assets under management. They provide financial planning, pension consulting, and portfolio management services for individuals, corporations, high-net-worth individuals, and pension and profit-sharing plans. They also offer sub-advisory services and selection of other advisors.
Alphastar Capital Management

19600 WEST CATAWBA AVENUE

CORNELIUS, NC 28031

$1.15B

Assets Under Management

71

Total Clients

94

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services

Sub-advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Allen Ray’s Registration & Firm History

NC

03/16/2023 - Present

Alphastar Capital Management (Clemmons NC)

MO

11/13/1998 - 07/13/2001

CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)

NY

05/09/1997 - 10/26/1998

J.C. BRADFORD & CO. (NEW YORK NY)

NC

02/24/1995 - 05/06/1997

INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)

NY

12/20/1988 - 03/07/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/22/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/05/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/2019

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/1993

Series 31 - Futures Managed Funds Examination

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Allen Douglas Ray. Review regulatory record here.
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