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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Pong has been in the financial services industry since March 22, 1983. Currently, Allen Pong is a Registered Representative and Investment Adviser Representative at Cetera Investment Advisers LLC. Allen Pong is also registered with several other state regulatory bodies. Prior to joining Cetera Investment Advisers LLC, Allen Pong was affiliated with Securian Financial Services, Inc., New England Securities and Mimlic Sales Corporation. Allen Pong holds the following licenses: Series 4, Series 6, Series 7, Series 22, Series 24, Series 63 and SIE. Allen Pong holds the following designations: Certified Financial Planner and Chartered Financial Consultant. Allen Pong has a wide range of experience in the financial services industry and is committed to providing clients with personalized financial advice and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
08/10/2023 - Present
Cetera Investment Advisers LLC (HOUSTON TX)
TX
06/09/2004 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (HOUSTON TX)
NY
08/06/1997 - 06/08/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
MN
10/24/1990 - 08/06/1997
MIMLIC SALES CORPORATION (ST. PAUL MN)
IA
03/23/1983 - 11/14/1990
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 10/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2004
Series 4 - Registered Options Principal Examination
BC
Issued 08/31/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 09/10/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/21/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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