Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Dean Pong is a financial advisor with over 40 years of experience in the financial services industry. Allen is registered with Cetera Investment Advisers LLC and has previously been registered with other firms including Securian Financial Services, Inc., New England Securities, and Mimlic Sales Corporation. Allen holds several industry designations, including Certified Financial Planner and Chartered Financial Consultant. Allen's services include financial planning, portfolio management for individuals and businesses, and pension consulting. Allen is also a registered representative of Cetera Advisor Networks LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
08/10/2023 - Present
Cetera Investment Advisers LLC (HOUSTON TX)
TX
06/09/2004 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (HOUSTON TX)
NY
08/06/1997 - 06/08/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
MN
10/24/1990 - 08/06/1997
MIMLIC SALES CORPORATION (ST. PAUL MN)
IA
03/23/1983 - 11/14/1990
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 10/27/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/16/2004
Series 4 - Registered Options Principal Examination
BC
Issued 8/31/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/16/1988
Series 7 - General Securities Representative Examination
BC
Issued 9/10/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 3/21/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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