Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Greenberg is a financial professional with over 20 years of experience in the industry. Allen is currently registered with Matrix Executions, LLC and holds several professional licenses including Series 3, 4, 7, 24, 28, 57TO, 63, 99TO and SIE. Allen has previously worked for DASH FINANCIAL TECHNOLOGIES LLC, CONVERGEX EXECUTION SOLUTIONS LLC, LIQUIDPOINT, LLC, LIT AMERICA, INC. and H. A. BRANDT & ASSOCIATES, INC. Allen has been registered in several states including Illinois, California, Florida, Michigan, Minnesota, Missouri, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/14/2018 - Present
Matrix Executions, LLC (Chicago IL)
IL
03/09/2017 - 09/14/2017
DASH FINANCIAL TECHNOLOGIES LLC (Chicago IL)
IL
10/10/2014 - 03/01/2017
CONVERGEX EXECUTION SOLUTIONS LLC (Chicago IL)
IL
06/09/2004 - 12/01/2014
LIQUIDPOINT, LLC (CHICAGO IL)
NA
09/15/1988 - 08/22/1989
LIT AMERICA, INC.
NA
10/22/1985 - 10/15/1986
H. A. BRANDT & ASSOCIATES, INC
BC
Issued 09/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2018
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 05/13/2013
Series 24 - General Securities Principal Examination
BC
Issued 12/03/2009
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2013
Series 3 - National Commodity Futures Examination
BC
Issued 07/30/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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