Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen David Andes is a financial advisor with Ameriprise Financial Services, LLC, with a strong background in the financial services industry. Allen has been in the industry since 1996, and has a wide range of experience in various roles and firms. Allen currently provides financial and investment advisory services to individuals, businesses, pension and profit-sharing plans, trusts, estates, charitable organizations, and insurance companies. Allen is registered with the state of Colorado and Texas, and has several certifications, including Series 6, 7, 63, 66, SIE, and 6TO. Allen is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/22/2018 - Present
Ameriprise Financial Services, LLC (Parker CO)
CO
01/31/2014 - 09/24/2018
INVESTMENT PROFESSIONALS, INC. (Aurora CO)
CO
08/12/2011 - 02/27/2014
VALIC FINANCIAL ADVISORS, INC. (LAKEWOOD CO)
PA
10/31/2006 - 07/15/2009
PNC INVESTMENTS (CONSHOHOCKEN PA)
PA
12/19/2005 - 10/19/2006
CCO INVESTMENT SERVICES CORP. (PHILADELPHIA PA)
MO
05/07/2002 - 09/26/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
HI
11/07/2001 - 04/05/2002
PACIFIC CENTURY INVESTMENT SERVICES, INC (HONOLULU HI)
MO
10/01/2000 - 10/17/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
12/09/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MA
08/19/1994 - 12/16/1996
PNMR SECURITIES, INC. (BOSTON MA)
CA
12/20/1993 - 08/22/1994
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BOTH
Issued 02/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/17/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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