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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Garner is a financial advisor registered with Sanctuary Advisors, LLC, in Lexington, Kentucky. Allen has been in the financial industry since 1975, and specializes in financial planning, pension consulting and portfolio management. Allen also provides educational seminars for clients and assists in the selection of other advisors, where needed. Allen is a Certified Financial Planner (CFP) and holds Series 7, Series 63, Series 65 and SIE licenses. Prior to joining Sanctuary Advisors, LLC, Allen was employed by UBS Financial Services Inc., in Lexington, KY. Allen Garner currently advises a variety of clients including corporations, high net worth individuals, individuals, charitable organizations and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
01/18/2024 - Present
Sanctuary Advisors, LLC (LEXINGTON KY)
KY
09/27/2007 - 02/01/2024
UBS FINANCIAL SERVICES INC. (LEXINGTON KY)
KY
09/26/1978 - 10/02/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEXINGTON KY)
NA
03/01/1975 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 11/24/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 02/15/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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