Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Clement Crock is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Allen has been in the financial industry since 1993, and is a licensed investment advisor in Ohio and Texas. Allen has also held previous positions at Morgan Stanley, Citigroup Global Markets Inc. and Wachovia Securities, LLC. Allen holds the Series 7, Series 63, Series 31 and SIE licenses. Allen has experience working with a variety of clients, including individuals, businesses, trusts, and retirement plans. Allen specializes in providing financial planning, investment management, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
03/03/2022 - Present
Wells Fargo Advisors Financial Network, LLC (DUBLIN OH)
OH
09/28/2018 - 03/03/2022
WELLS FARGO CLEARING SERVICES, LLC (DUBLIN OH)
OH
06/01/2009 - 10/02/2018
MORGAN STANLEY (DUBLIN OH)
OH
06/17/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DUBLIN OH)
MO
07/01/2003 - 06/20/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/26/1993 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/22/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 05/25/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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