Unclaimed
Allen Gahl is a financial advisor with Craig-Hallum Capital Group LLC. Allen has been working in the financial services industry since 1997 and holds a Series 6, 7, 24, and 63 license. Allen specializes in helping clients with their investment goals. Allen has a strong background in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
08/18/2009 - Present
Craig-Hallum Capital Group LLC (MINNEAPOLIS MN)
MN
02/29/2008 - 11/21/2008
RBC CAPITAL MARKETS CORPORATION (MINNEAPOLIS MN)
MN
10/29/2004 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (MINNEAPOLIS MN)
NY
11/06/2000 - 11/02/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MN
03/09/1999 - 11/10/2000
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (MINNEAPOLIS MN)
MA
07/18/1997 - 01/04/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 07/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2000
Series 4 - Registered Options Principal Examination
BC
Issued 03/07/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/17/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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