Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Carroll Brooks is a financial advisor at Truist Advisory Services, Inc. Allen has been in the financial services industry since 2000 and has experience with a variety of firms including Edward Jones, Merrill Lynch, PNC Investments, and Wells Fargo Advisors. Allen holds the Series 7, Series 63, and Series 66 licenses and provides financial planning, portfolio management for individuals and businesses, and wrap fee products. Allen also publishes periodicals, and can help with the selection of other advisors. Allen is registered to provide advisory services in 15 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
03/16/2020 - Present
Truist Advisory Services, Inc. (LYNCHBURG VA)
VA
12/17/2018 - 07/16/2019
CETERA ADVISOR NETWORKS LLC (LYNCHBURG VA)
VA
11/08/2013 - 06/06/2014
EDWARD JONES (LYNCHBURG VA)
PA
02/01/2013 - 11/19/2013
PNC INVESTMENTS (MONROEVILLE PA)
VA
06/15/2011 - 01/07/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREAT FALLS VA)
VA
06/04/2008 - 06/07/2011
WELLS FARGO ADVISORS, LLC (LYNCHBURG VA)
VA
10/25/2005 - 06/11/2008
BB&T INVESTMENT SERVICES, INC. (LYNCHBURG VA)
MO
02/03/2003 - 10/26/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
MO
12/05/2000 - 02/04/2002
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 03/16/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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