Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Grommet is a financial advisor with over 27 years of experience in the industry. Allen has worked with Osaic Wealth, Inc. since 2013, and previously worked with several other firms. Allen is a Certified Financial Planner and holds various licenses and certifications, including Series 6, 7, 24, and 63. Allen is a registered investment advisor representative in Alabama, Alaska, California, Colorado, Connecticut, Florida, Georgia, Illinois, Iowa, Maryland, Minnesota, New Jersey, New York, North Carolina, Pennsylvania, South Dakota, Texas, Vermont and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
10/11/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
NJ
10/03/2011 - 08/05/2013
ALLIED BEACON PARTNERS, INC. (WYCKOFF NJ)
NJ
10/19/2005 - 09/30/2011
WORKMAN SECURITIES CORPORATION (WYCKOFF NJ)
NY
05/18/2005 - 06/17/2005
WALL STREET FINANCIAL GROUP, INC. (VICTOR NY)
NJ
10/31/2001 - 12/31/2004
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
FL
04/20/2001 - 10/25/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NJ
02/24/2000 - 04/02/2001
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
FL
02/11/1999 - 02/28/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
CA
05/19/1995 - 01/14/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BC
Issued 05/17/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/17/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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