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Allen Cabidog Tan

Alliance-ONE Investments, LLC

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About Allen Cabidog Tan

Allen Cabidog Tan is a financial advisor with Alliance-ONE Investments, LLC. Allen has been in the industry since October 2018. Allen holds the Series 63, Series 7, and SIE licenses. Allen previously worked at Ameriprise Financial Services, LLC.

Firm Information

Allen Tan is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allen Tan’s Registration & Firm History

OK

08/28/2023 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

MN

07/30/2018 - 06/23/2023

AMERIPRISE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 08/20/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Allen Cabidog Tan.
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