linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Allen Bruce Sims

Capitol Securities Management, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Allen? Claim Your Profile

About Allen Bruce Sims

Allen Bruce Sims is a Registered Representative of Capitol Securities Management, Inc. Allen has over 30 years of experience in the financial services industry. He is a Series 7, Series 63, and Series 65 licensed advisor. Allen has experience in financial planning, portfolio management for individuals and businesses, and pension consulting. Allen also offers educational seminars to his clients. Prior to joining Capitol Securities Management, Inc. Allen was a Registered Representative of Anderson & Strudwick, Incorporated for almost 20 years. Allen is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Allen Sims is currently registered with Capitol Securities Management, Inc.. Capitol Securities Management, Inc. is a corporation formed in March 1981 and based in Glen Allen, Virginia. They are an SEC-registered investment advisor with over 100 investment advisor representatives and licensed agents. The firm manages between $1 billion and $10 billion in client assets and offers a variety of advisory services including financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors. Their clients include high-net-worth individuals, trusts and estates, corporations, individuals other than high-net-worth, pension plans, and charitable organizations. They are registered in all 50 states and the District of Columbia.
Capitol Securities Management, Inc.

4050 INNSLAKE DRIVE

GLEN ALLEN, VA 23060

$1.40B

Assets Under Management

51

Total Clients

139

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

pension consulting services

Guidance on pension options to ensure a secure financial future.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Allen Sims’s Registration & Firm History

VA

11/18/2011 - Present

Capitol Securities Management, Inc. (CHARLOTTESVILLE VA)

VA

07/15/1992 - 11/21/2011

ANDERSON & STRUDWICK, INCORPORATED (CHARLOTTESVILLE VA)

NY

11/18/1988 - 07/23/1992

FEELEY & WILLCOX SECURITIES CORP. (NEW YORK NY)

NA

12/17/1984 - 10/07/1988

S.G. WARBURG & CO. INC.

NA

11/16/1983 - 12/06/1984

INTERSTATE SECURITIES CORPORATION

NA

06/07/1968 - 09/08/1983

ROTAN MOSLE INC.

NA

11/03/1971 - 12/04/1972

ROTAN MOSLE DALLAS UNION

NA

06/10/1968 - 11/27/1971

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

Not sure if Allen Bruce Sims is right for you?

Licenses & Designations

IA

Issued 05/04/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/21/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 09/01/1994

Series 4 - Registered Options Principal Examination

BC

Issued 01/18/1984

Series 12 - NYSE Branch Manager Examination

BC

Issued 12/13/1973

Series 40 - Registered Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/1968

Series 000 - General Securities Principal Examination

BC

Issued 06/07/1968

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Allen Bruce Sims.
Not sure if Allen Bruce Sims is right for you?