Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allen? Claim Your ProfileAllen Bernard Holeman is a financial professional with over 40 years of experience in the securities industry. Allen is currently registered with David Lerner Associates, Inc. and has previously held positions at Oppenheimer & Co. Inc., Investec Ernst & Company, Bear, Stearns Securities Corp., Bear, Stearns & Co. Inc., Donaldson, Lufkin & Jenrette Securities Corporation, Tucker Anthony Incorporated, John Hancock Clearing Corporation, Lehman Brothers Inc., and Oppenheimer & Co., Inc.. Allen holds a variety of licenses and certifications, including Series 4, 7, 9, 10, 12, 14, 14A and 15. Allen has a proven track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/07/2013 - Present
David Lerner Associates, Inc. (SYOSSET NY)
NY
06/11/2013 - 11/14/2013
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
07/07/2003 - 05/22/2013
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
07/29/2002 - 07/14/2003
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
05/21/2002 - 08/01/2002
BEAR, STEARNS SECURITIES CORP. (BROOKLYN NY)
NY
07/26/2000 - 08/01/2002
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
03/08/2000 - 07/27/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
MA
07/05/1995 - 03/06/2000
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
10/10/1995 - 12/16/1996
JOHN HANCOCK CLEARING CORPORATION (NEW YORK NY)
NY
08/05/1993 - 05/10/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/23/1982 - 08/10/1993
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/25/1995
Series 14A - Compliance Official Specialist Exam
BC
Issued 07/20/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/25/1989
Series 14 - Compliance Officer Examination
BC
Issued 03/17/1984
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 09/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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