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Allen Andrew Raub

Ameriprise Financial Services, LLC

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About Allen Andrew Raub

Allen Andrew Raub is a financial advisor with Ameriprise Financial Services, LLC. Allen has been in the financial services industry since 1985. Allen has experience in various financial services including asset allocation services, financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals. Allen is licensed in 18 states and has a current approved registration with Ameriprise Financial Services, LLC.

Firm Information

Allen Raub is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Allen Raub’s Registration & Firm History

TX

11/09/2011 - Present

Ameriprise Financial Services, LLC (Richardson TX)

TX

07/29/1998 - 11/09/2011

VSR FINANCIAL SERVICES, INC. (DALLAS TX)

AZ

04/21/1998 - 08/06/1998

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

MN

11/03/1994 - 04/10/1998

ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)

TX

08/07/1995 - 12/15/1995

DOMINION CAPITAL CORPORATION (DALLAS TX)

NY

03/04/1994 - 09/15/1994

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

MA

01/07/1988 - 01/24/1994

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

07/03/1986 - 12/31/1987

PHILADELPHIA LIFE ASSET PLANNING COMPANY

NA

07/25/1985 - 07/03/1986

SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION

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Licenses & Designations

BC

Issued 10/14/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/20/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 04/09/1996

Series 7 - General Securities Representative Examination

BC

Issued 07/16/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Allen Andrew Raub. Review regulatory record here.
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