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Allan Vhal Lam

Hightower Securities, LLC

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About Allan Vhal Lam

Allan Lam is a financial professional with Hightower Securities, LLC. Allan has been in the industry since April 2019. Allan's professional designations include Series 7TO and SIE. The advisor is based in Chicago, IL.

Firm Information

Allan Lam is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allan Lam’s Registration & Firm History

IL

04/08/2019 - Present

Hightower Securities, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/08/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/10/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Allan Vhal Lam.
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